HomeMy WebLinkAbout2001-12-11-0900AM-Regular~w
• FILED
2001 DEC -b p 3: 41
BRAZOS COUN AZ~SCO HT .SRYAIL X S
BRYAN. TEXAS PUTY
NOTICE OF MEETING
AND AGENDA
BRAZOS COUNTY COMMISSIONERS COURT
THE COMMISSIONERS COURT WILL MEET IN REGULAR SESSION ON TUESDAY,
DECEMBER 11, 2001 AT 9:00 A.M. IN THE COMMISSIONERS COURTROOM OF THE
BRAZOS COUNTY COURTHOUSE, 300 EAST 26'a STREET, SUITE 115, BRYAN,
TEXAS.
I . Invocation and Pledge of Allegiance - Judge Jones.
2. Call for citizen input and/or concerns.
Consider and take action on agenda items 3 - 21
3. Budget Amendment 01/02-7.
4. Personnel Changes of Status.
5. Payment of Claims.
6. The Deferred Compensation Plan for Public Employees.
7. Deed Without Warranty and authorization for County Judge to execute Deed Without
Warranty for Part of Lot 38, Block 7, Bryan's 1 ° Addition, to Katherine Perry.
8. Appointment of a Trustee to serve on the Mental Health Mental Retardation Authority
of Brazos Valley Board of Trustees.
9. Administrative Services Agreement with Harrington Benefit Services, Inc. forthird party
health claim administrative services.
10. Authorization for payment of indigent health claims incurred in January, 2001.
11. Authorization for payment of an invoice from The Software Group for the new Justice
Server.
12. Award of the following bids:
a. Bid #2002-021 Cold Mix Limestone Concrete Pavement
b. Bid #2002-022 Fencing Supplies
C. Bid #2002-023 Fence Building
d. Bid #2002-024 Motor Grader Blades
13. Approval of RFP #2002-0348, Inmate Phone Contract Renewal.
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Commissioners Court Meeting Agenda
December 11, 2001
Page Two
14. Submission of a request to the Texas Department of Agriculture to amend Section 7.53,
County Special Provisions, (f), of the Texas Pesticide Regulations to change the
boundaries of the regulated area of Brazos County.
15. Request from Wickson Creek Special Utility District to constnwt two road bores for
water line installation in the rights-of-way of Forest Drive and Bendwood Drive (Forest
Lakes Subdivision). Sites are located in Precinct 3.
16. Request from Wickson Creek Special Utility District to construct a road bore and
approximately 3,000 feet ofwater line installation in the right-of-way of Cobb Road. Site
• is located in Precinct 3.
17. Establishing a speed limit for Jones Road between State Highway 47 and FM 60. Site
is located in Precinct 4.
18. Establish date and time for a public hearing to consider posting speed limits on Forsthoff
Road, located in Precinct 3, and Foster Road, located in Precinct 4.
19. Approval of the Treasurer's Report for the month of October, 2001.
20. Order authorizing the issuance of $1,000,000 Brazos County, Texas Public Property
Finance Contractual Obligations, Series 2001, and approving other matters related to the
issuance of the Contractual Obligations.
21. Order authorizing the issuance of $8,000,000 Brazos County, Texas General Obligation
Improvement Bonds, Series 2001, and approving all other matters related to issuance of
the Bonds.
22. Announcement of interest items and possible future agenda topics.
23. Call for citizen input and/or concerns.
24. Convene into Executive Session pursuant to §551.071 of the Texas Government Code
to discuss privileged matters with legal counsel and pursuant to §551.072 of the Texas
is Government Code for a discussion concerning the acquisition of real property.
25. Consider and take action on Executive Session.
26. Adjourn.
The Courthouse is wheelchair accessible. Handicap parking spaces are available. Any request for
sign interpretive services must be made two business days before the meeting. To make
arrangements, call (979) 361-4102.
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COMMISSIONERS' COURT
REGULAR MEETING
DECEMBER 11, 2001
A regular meeting of the Commissioners' Court of Brazos
County, Texas was held in the Commissioners' Courtroom in the
Courthouse in Bryan, Brazos County, Texas, beginning at 9:00
a.m. on Tuesday, December 11, 2001, with the following members
of the Court present:
Alvin W. Jones, County Judge, Presiding;
Tony Jones, Commissioner of Precinct 1;
Wm.S. Thornton, Commissioner of Precinct 2;
Randy Sims, Commissioner of Precinct 3, Resigned;
Carey Cauley, Jr., Commissioner of Precinct 4;
Karen McQueen, County Clerk.
The attached sheet contains the names of the citizens and
officials that were in attendance.
The County Judge gave the invocation and led the pledge
of allegiance.
Under citizen input and/or concerns, Commissioner Randy
Sims resigned his position as Commissioner, Precinct 3 and
announced that he would run for County Judge. The County
Judge expressed his appreciation for Commissioners Sims
service to Brazos County.
The Court next considered Budget Amendment #01/02-7.1
through 7.3, which would transfer funds to Justice of the
Peace and Constable, Precinct 6 and Tax Assessor-Collector
from Contingency, and reallocate funds for the District
Attorney's office. On motion by the County Judge, seconded by
Commissioner Cauley, the Court voted unanimously to approve
the budget amendment with the exception of 7.3, the District
Attorney's office is no longer in need of the budget
amendment. A copy is attached.
The Court proceeded to consider the change of status of
employees as submitted on the attached Personnel Action
Requests. On motion by Commissioner Cauley, seconded by
Commissioner Thornton, the Court voted unanimously to approve
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Commissioners' Court meeting December 11, 2001
2
the changes as submitted.
The Court next considered the following Claims as
submitted by the County Treasurer for payment:
20025553 through 20025784
On motion by Commissioner Jones, seconded by Commissioner
Thornton, the Court voted unanimously to approve the Claims as
submitted.
The next matter before the Court was approval of the
Deferred Compensation Plan for Public Employees, Restated Plan
Document, Effective January 1, 2002. On motion by
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Commissioner Cauley, seconded by Commissioner Thornton, the
Court voted unanimously to approve the Deferred Compensation
Plan for Public Employees, Restated Plan Document, Effective
January 1, 2002. A copy is attached.
The Court next considered a Deed Without Warranty and
authorization for the County Judge to execute the Deed Without
Warranty for Part of Lot 38, Block 7, Bryan's 1°t Addition, to
Katherine Perry. On motion by Commissioner Thornton, seconded
by Commissioner Jones, the Court voted unanimously to
authorize the County Judge to grant, sell and convey to
Katherine Perry Part of Lot 38, Block 7, Bryan's 1" Addition
and authorized for the County Judge to execute the Deed
•
without Warranty.
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the A
ointment of
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e next matter
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a Trustee to serve on the Mental Health Mental Retardation
Authority of Brazos Valley Board of Trustees. On motion by
Commissioner Thornton, seconded by Commissioner Cauley, the
Court voted unanimously to appoint Ronnie Jackson to serve on
the Mental Health Mental Retardation Authority of Brazos
Valley Board of Trustees. The term will be through February
29, 2004.
The Court next considered approval of an Administrative
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Commissioners' Court meeting December 11, 2001
3
Services agreement with Harrington Benefit Services, Inc. for
third party health claim administrative services. On motion
by Commissioner Cauley, seconded by Commissioner Thornton, the
Court voted unanimously to approve the Administrative Services
Agreement. A copy is attached.
The Court next considered authorization for payment of
indigent health claims incurred in January, 2001. Due to a
clerical error these claims were never billed to the County.
On motion by Commissioner Jones, seconded by Commissioner
Cauley, the Court voted unanimously to pay the claims in the
amount of $9,402.30.
The next matter for consideration was the authorization
for payment of an invoice from The Software Group for the new
Justice Server. On motion by Commissioner Cauley, seconded by
Commissioner Thornton, the Court voted unanimously to
authorize the payment of an invoice from The Software Group in
the amount of $140,750.00.
The Court next considered awarding the following bids:
A. Bid No. 2002-021, Cold Mix Limestone Concrete Pavement
Becky Stephens, Senior Buyer, made the
following recommendations:
Primary Vendor:
Vulcan Construction
THD 330 Class A, Type D Loaded Only
THD 350 Class A, Type D Loaded Only
THD 350 Class A, Type D Loaded/Hauled
Smyth Miners, LLP
THD 330 Class A, Type D Loaded/Hauled
Secondary Vendor:
Smyth Miners, LLP
THD 330 Class A, Type D Loaded Only
Vulcan Construction
TED 330 Class A, Type D Loaded/Hauled
Colorado Materials
THD 350 Class A, Type D Loaded Only
THD 350 Class A, Type D Loaded/Hauled
B. Bid No. 2002-022, Fencing Supplies
Woodson Lumber - 1.0,2.0,3.1,4.1,4.2,4.3,4.4
Hicks Post Company - 3.2
Brazos Bottom Crop Care - 5.1,5.2,5.3,5.4
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Commissioners' Court meeting December 11, 2001 4
C. Bid No. 2002-023, Fence Building
Primary Vendor:
Tim Sikorski
Secondary Vendor:
Hurst Fencing
D. Bid No. 2002-024, Motor Grader Blades
Primary Vendor:
Valk Manufacturing
Secondary Vendor:
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Head & Guild Parts, Inc.
on motion by Commissioner Jones, seconded by Commissioner
Thornton, the Court voted unanimously to accept the
recommendations of the Senior Buyer and award the contract as
noted. Copies of the bid tabulations are attached.
The Court next considered awarding the following Request
for Proposal No. 2002-034R, Inmate Phone Contract Renewal
Pat Howard, Purchasing Agent, recommended
acceptance of the RFP submitted by
Evercom, Inc. On motion by Commissioner
Cauley, seconded by Commissioner Jones,
the Court voted unanimously to accept the
recommendation of the Purchasing Agent
and award the contract to Evercom, Inc.
A copy of the contract is attached.
The Court next considered submitting a request to the
Texas Department of Agriculture to amend Section 753. County
Special Provisions, (f), of the Texas Pesticide Regulations to
•
change the boundaries of the regulated area of Brazos County
on motion by Commissioner Jones, seconded by Commissioner
Cauley, the Court voted unanimously to submit a request to the
Texas Department of Agriculture to amend Section 753. County
Special Provisions, (f), of the Texas Pesticide Regulations.
A copy of the new boundaries for regulated areas in Brazos
County is attached.
The Court next considered the request from Wickson Creek
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Commissioners' Court meeting December 11, 2001
5
Special Utility District to construct two (2) road bores for
water line installation in the rights-of-way of Forest Drive
and Sendwood Drive in Forest Lakes Subdivision. The sites are
located in Precinct 3. The County Engineer stated that all
appeared to be in order and recommended approval. On motion
by Commissioner Jones, seconded by Commissioner Cauley, the
Court voted unanimously to approve the request from Wickson
Creek Special Utility District and authorized the
installation. A copy of the request is attached hereto.
The Court next considered the request from Wickson Creek
Special Utility District to construct a road bore and
approximately 3,000 feet of water line installation in the
right-of-way of Cobb Road in Precinct 3. The County Engineer
stated that all appeared to be in order and recommended
approval. On motion by Commissioner Jones, seconded by
Commissioner Cauley, the Court voted unanimously to approve
the request from Wickson Creek Special Utility District and
authorized the installation. A copy of the request is
attached hereto.
The Court next considered establishing a speed limit for
Jones road between State Highway 47 and FM 60 in Precinct 4.
The traffic study set the 85 percentile at 51.43 miles per
hour. On motion by Commissioner Cauley, seconded by
Commissioner Jones, the Court voted unanimously to set the
speed limit at 45 miles per hour.
The next matter for consideration was the establishment
of a date and time for a public hearing to consider posting
speed limits on Forethoff Road, in Precinct 3 and Foster Road
in Precinct 4. On motion by Commissioner Thornton, seconded
by Commissioner Cauley, the Court voted unanimously to set
Tuesday, January 8, 2002 at 10:30 a.m. as the date and time of
the Public Hearing.
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Commissioners' Court meeting December 11, 2001
6
On motion by Commissioner Cauley, seconded by
Commissioner Jones, the Court voted unanimously to receive,
approve and order filed as submitted the Treasurers report
for October 2001. A copy of which is attached to and made a
part of these minutes.
The County Judge deviated from the agenda and continued
with announcements while he was waiting on the financial
advisor. Under announcement of interest items and possible
future agenda topics the County Judge made the following
comments:
• a) There will be no Commissioners Court
meeting on December 18, 2001 but there
will be a meeting on December 21, 2001.
There will also be a special meeting on
January 2, 2002.
b) He asked Commissioner Jones to take over
negotiations with the group interested in
an ice rink for the Exposition Center
since Commissioner Sims has resigned.
c) The Auditor has asked him to consider a
policy on the use of cell phones.
Commissioner Cauley commented that we need more
cooperation from department heads on training from the
Information Technology Department for implementation of new
software.
The County Judge continued his announcements.
d) In reference to the resignation of Randy
Sims, the Statutes say that the County
Judge must fill the vacancy. This
position will be on the Primary ballot in
• March 2002 and the November 2002 ballot.
At 9:38 a.m. the County Judge announced the meeting
closed to the public so that the Court could meet in Closed
Executive Session to discuss privileged matters with legal
counsel and pursuant to Section 551.071 of the Texas
Government Code, and pursuant to Section 551.072, discuss the
acquisition of real property.
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Commissioners' Court meeting December 11, 2001
7
At 10:11 a.m. the County Judge announced the meeting open
to the public and that no action would be taken on the
executive session.
The Court next considered adopting an Order authorizing
the issuance of $1,000,000 Brazos County, Texas Public
Property Finance contractual Obligations, Series 2001, and
approving other matters related to the issuance of the
Contractual Obligations. Bill Newman, financial consultant
gave a presentation and recommended that the Court adopt both
orders. On motion by Commissioner Cauley, seconded by
Commissioner Jones, the Court voted unanimously to adopt an
Order authorizing the issuance of $1,000,000 Brazos County,
Texas Public Property Finance Contractual Obligations, Series
2001, and approving other matters related to the issuance of
the Contractual Obligations. The motion also includes the
buyer, Prudential Securities.
The Court next considered adopting an Order authorizing
the issuance of $8,000,000 Brazos County, Texas General
Obligation Improvements Bonds, Series 2001, and approving
other matters related to the issuance of the Bonds. On motion
by Commissioner Jones, seconded by Commissioner Cauley, the
Court voted unanimously to adopt an Order authorizing the
issuance of $8,000,000 Brazos County, Texas General Obligation
Improvements Bonds, Series 2001, and approving other matters
related to the issuance of the Bonds. The motion also
includes the buyer, SAMCO.
There was no citizen input and/or concerns.
There being no further business to come before the Court,
the meeting was adjourned.
Vol .28 Page 19y _
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The foregoing minutes of the Commissioners Court meeting _
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L
held December 11. 2001 have been examined and approved in
open Court this the _-2AvO_ day of 008:1, , 2002, in Bryan,
Brazos County, Texas.
4. QL' -
Alvi W. Jones
County Judge
To y Jo
Commissioner,
Precinct No. 1
Wm. S. Thornton
Commissioner,
Precinct No. 2
I.. r- ,
Carey Cau ey, Jr.
Commissio er,
Precinct 4
Vol 0
~~N:~bc-~K.~yrc.e✓
C. B. nes
Commissioner,
Precinct No. 3
G
Karen McQueen
County Clerk
Page 19 5
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BRAZOS COUNTY COMMISSIONERS COURT
MEETING ON la-i 200 L AT I ov Am
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BRAZOS COUNTY COMMISSIONERS COURT 9- f
MEETING ON----.12 - ll 200 ! AT 9: oo /-M pi
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4 ,
BRAZOS COUNTY, TEXAS
BUDGET AMENDMENT(S) FOR THE 2001-2002 BUDGET YEAR
NO. 01/02-07.1 to 07.3
On this the 11th day of December 2001 at a regular meeting of the
Commissioners' Court, the following members were present:
Alvin W. Jones, County Judge, Presiding
Tony Jones, Commissioner, Precinct 1;
Wm. S. Thornton, Commissioner, Precinct 2;
Randy Sims, Commissioner, Precinct 3;
Carey Cauley, Jr., Commissioner, Precinct 4;
Karen McQueen, County Clerk.
The following proceedings were held:
THAT WHEREAS, on December 11, 2001 the Court heard and approved a
budget amendment for the 2001-2002 budget year for Brazos County, Texas.
WHEREAS, an expenditure is necessary due to the necessity to meet
unusual and unforeseen conditions which could not be reasonably included
in the original budget adopted September 4, 2001 the following
amendment(s) to the original are hereby authorized, as described on the
attached page(s).
ADOPTED AND APPROVED this the 11th day of December 2001.
THE COMMISSIONERS' COURT OF BRAZOS COUNTY, TEXAS.
W( ~K~ Alvin W. Jones, County Judge
BY
Original: County Clerk's Office and attached to the original
budget
Copies: County Auditor
County Treasurer
Commissioners' Court Minutes
-
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BRAZOS COUNTY, TEXAS
BUDGET AMENDMENTS
No. 01/02-7.1
12/11/01
•
~J
FD
DIV
ACCT
PROJ
DR/CR
ACCOUNT NAME
Increase
Decrease
01
246001
711190
DR
Janitorial Service
$ 400.00
01
306001
711190
DR
Janitorial Service
400.00
01
110015
611300
CR
Contingency
800.00
JP #6 and
Constable #
6
To adjust on final budg
et to level of contractual arrangement.
800.00
800.00
C7
BRAZOS COUNTY, TEXAS
BUDGET AMENDMENTS
No. 01/02-7.2
12/11/01
FD DIV ACCT PROJ DR/CR ACCOUNT NAME Increase Decrease
01 130001 710030 DR Armour Courier Service $ 1,200.00
01 110015 611300 CR Contingency $ 1200.00
Tag Assessor-Collector
To amend current budget for contractual cost to provide armoured car service for
the Tax Office, which was not included in original budget.
1,200.00 1,200.00
M_a;.h ~ ~ ~ Kam: v •a
05%A
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BRAZOS COUNTY, TEXAS
BUDGET AMENDMENTS
No. 01/02-7.3
E
•
FD
DIV
ACCT
PROD
DR/CR
ACCOUNT NAME
Increase
Decrease
01
190001
521000
DR
$ 2,772.00
01
190001
516100
CR l
Hourly - Staff
2,772000
To transfer funds from the DA salary budget to Contracted Services to provide fund
s
for a temp ora em to
ee to support the of
fice while an employee is out on materni
leave.
Ns'
2,772.00
2,772.00
PERSONNEL CHANGE OF STATUS
page 1 of 1
COURT DATE: December 11, 2001
DEPARTMENT: Personnel
PURPOSE: Approve Personnel Change of Status
DEPARTMENTNAME EMPLOYEE NAME ACTION REQUESTED
3613T DISTRICT COURT
JAKUBIK, TIFFANY
TRANSFER FROM DISTRICT CLERK OFF
BUILDING MAINT.
LEDEZMA JR., RAUL -
- BUDIGETED STEP INCREASE _
DISTRICT CLERK
- LEGO, ANGELIKA E--
DISCHARGED - -
ZARAGOZA, ALESHA F
RESIGNATION
I.T.
PIERCE, MATTHEW A
NEW HIRE
JUVENUX SERVICES
WEBB, CURTIS WAYNE
NEW HIRE-TEMPORARY
PERSONNEL DEPT.
CONDE, LETICIA
RESIGNATION w-.- -
ROAD & BRIDGE
COLE JR, MARLIN
MOWING SEASON OVER -
TAX OFFICE
TAYLOR, RETA
RESIGNATION
Approved in Commissioners' Court: December 11. 2001
/
County Judge's or Commissioner's Signature:
(Ibis copy to be attached to minutes)
1 a
THE DEFERRED COMPENSATION PLAN FOR PUBLIC EMPLOYEES
RESTATED PLAN DOCUMENT
Effective January 1, 2002
The PLAN consists of the provisions set forth in this document, and is applicable to each
PUBLIC EMPLOYEE who elects to participate in the PLAN. The PLAN is effective as
to each such PUBLIC EMPLOYEE upon the date he becomes a "PARTICIPANT" by
entering into and filing with the ADMINISTRATOR the PARTICIPATION
AGREEMENT referred to herein.
ARTICLE I
• Definitions
1.01. The following tenons shall, for purposes of this PLAN, have the meaning set forth
below.
(a) ADMINISTRATOR means the organization selected by the PLAN
SPONSOR to administer the PLAN.
(b) BENEFICIARY means the person properly designated by a
PARTICIPANT to receive the PARTICIPANT'S benefit under this
PLAN.
(c) COMPENSATION means all payments made by the PLAN SPONSOR as
remuneration for services rendered, including salaries, fees, etc.
(d) DEFERRED COMPENSATION means the amount of COMPENSATION
that a PARTICIPANT elects to defer into the PLAN under the
PARTICIPATION AGREEMENT.
is (e) DEFERRED COMPENSATION ACCOUNT means the separate
bookkeeping account maintained by the ADMINISTRATOR within the
PLAN for a PARTICIPANT for amounts of COMPENSATION deferred
into the PLAN.
(f) ELIGIBLE ROLLOVER ACCOUNT means the separate bookkeeping
account maintained by the ADMINISTRATOR within the PLAN for a
PARTICIPANT for amounts of ELIGIBLE ROLLOVER
DISTRIBUTIONS as defined in Section 1.01(8).
Dcsoz-e (I Iroi)
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(g) ELIGIBLE ROLLOVER DISTRIBUTIONS means an eligible rollover
distribution as defined in IRC Section 402(cx4), including eligible
rollover distributions to a surviving spouse under IRC Section 402(c)(9).
(h) ELIGIBLE RETIREMENT PLAN means an eligible retirement plan as
defined in IRC Section 402(c)(8XB).
(i) INCLUDIBLE COMPENSATION means, for the purposes of the
limitations on deferrals, compensation for services performed for the
PLAN SPONSOR which is currently includible in gross income after
giving effect to all provisions of the IRC. The amount of INCLUDIBLE
COMPENSATION shall be determined without regard to any community
property laws.
(j) INDEPENDENT CONTRACTOR means any person receiving any type
of compensation from the PLAN SPONSOR or any of its agencies,
departments, subdivisions or instrumentalities for which services are
rendered pursuant to one or more written or oral contracts, if such a person
is not an employee.
(k) IRC means the Internal Revenue Code of 1986, as now in effect or as
hereafter amended.
(1) NORMAL RETIREMENT AGE means the age specified in writing by the
PARTICIPANT. If the PLAN SPONSOR-has a PLAN SPONSOR'S
Retirement System, the NORMAL RETIREMENT AGE specified by the
PARTICIPANT must be an age at which the PARTICIPANT is eligible to
retire pursuant to the PLAN SPONSOR'S basic pension plan, by virtue of
age, length of service, or both, without consent of the PLAN SPONSOR
and with the right to receive immediate retirement benefits without
actuarial or similar reduction because of retirement before some later
specified age. If the PLAN SPONSOR has no PLAN SPONSOR'S basic
pension plan, the NORMAL RETIREMENT AGE specified by the
PARTICIPANT must be at least 60 years. In no event shall NORMAL
RETIREMENT AGE be later than age 70%2 years.
(m) PARTICIPANT means any PUBLIC EMPLOYEE who is or has been
` eligible to defer COMPENSATION under the PLAN and who participates
under this PLAN by signing the PARTICIPATION AGREEMENT and
who retains rights to benefits under this PLAN.
(n) PARTICIPATION AGREEMENT means the application to the
ADMINISTRATOR to participate in the PLAN.
(o) PLAN means the Deferred Compensation Plan for Public Employees as
set forth in this document and as it may be amended from time to time.
DCrso2-F(r 1101) 2
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•
(p) PLAN SPONSOR means the above referenced county or any of its
agencies, departments, subdivisions or instrumentalities for which services
are performed by a PARTICIPANT.
(q) PLAN YEAR means the calendar year in which the PLAN becomes
effective, and each succeeding calendar year during the existence of this
PLAN.
(r) PUBLIC EMPLOYEE means any person who receives any type of
compensation from the PLAN SPONSOR for which services are rendered
(including, but not limited to, elected or appointed officials, salaried
employees, and INDEPENDENT CONTRACTORS).
(s) SEVERANCE FROM EMPLOYMENT means the severance of a
PARTICIPANT'S employment with the EMPLOYER, as defined by IRC
• 457(d)(1)(A), or on account of the PARTICIPANT'S death or retirement.
An INDEPENDENT CONTRACTOR shall not be considered SEVERED
FROM EMPLOYMENT with the PLAN SPONSOR and shall not receive
any benefits hereunder unless (i) at least 12 months have expired since the
date on which the last contract, pursuant to which the INDEPENDENT
CONTRACTOR provided any services to the PLAN SPONSOR, was
terminated, and (ii) the INDEPENDENT CONTRACTOR has performed
no services for the PLAN SPONSOR, during the 12-month period referred
to herein either as an INDEPENDENT CONTRACTOR or employee.
(t) UNFORESEEABLE EMERGENCY means severe financial hardship to
the PARTICIPANT resulting from a sudden and unexpected illness or
accident of the PARTICIPANT or dependent (as defined in IRC Section
152(a)) of the PARTICIPANT, loss of the PARTICIPANT'S property due
to casualty, or other similar extraordinary and unforeseeable
circumstances arising as a result of events beyond the control of the
PARTICIPANT.
1.02. Whenever used herein, the masculine gender shall include the feminine and the
• singular shall include the plural unless the provisions of the PLAN specifically
require a different construction.
ARTICLE II
Election to Defer Compensation
2.01. The PARTICIPANT may elect to participate by agreeing to the
PARTICIPATION AGREEMENT and consenting to a reduction of salary by the
deferral amount specified in the PARTICIPATION AGREEMENT. The amount
of DEFERRED COMPENSATION must equal at least $20 per month.
DG502-F (11/0 l)
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2.02. The PLAN SPONSOR shall commence the reduction no earlier than the first pay
period commencing during the first month after the date on which the
PARTICIPATION AGREEMENT is filed with the ADMINISTRATOR.
2.03. (a) The PARTICIPANT may revoke his election to participate and may
amend the amount of DEFERRED COMPENSATION to be deferred by
filing with the ADMINISTRATOR a revocation or amendment on a form
and in the procedural manner approved by the ADMINISTRATOR- In
addition, the PARTICIPANT may amend his investment specification in
the procedural manner approved by the ADMINISTRATOR. Any
amendment which increases the amount of DEFERRED
COMPENSATION for any pay period shall be effective only if an
agreement providing for such an additional amount is entered into before
the beginning of the month in which the pay period commences. Any
revocation or amendment of the DEFERRED COMPENSATION shall be
effective prospectively only. Any change in the PARTICIPANT'S
investment specification by the PARTICIPANT, whether it applies to
amounts previously deferred or amounts to be deferred in the future, shall
be effective prospectively only and shall be effective on a date consistent
with the rules and specifications of the investment carrier.
(b) After the death of the PARTICIPANT, his BENEFICIARY shall have the
right to amend the PARTICIPANT'S, or the BENEFICIARY'S own,
investment specification by filing with the ADMINISTRATOR an
amendment on a form and in the procedural manner approved by the
ADMINISTRATOR. Any change in an investment specification by a
BENEFICIARY shall be effective on a date consistent with the rules and
specifications of the investment carrier.
Notice to All PARTICIPANTS to Read These Provisions Providing Deferral
Limitations and "Catch-up" Deferrals Under the PLAN.
2.04. Except as provided in Sections 2.05 and 2.06, the maximum deferred amount
under the PLAN for the PARTICIPANT'S taxable year shall not exceed the lesser
of (a) the maximum dollar amount under IRC Section 457(bx2)(A) as adjusted
for cost of living adjustments described in IRC Section 457(e)(15) or (b) 100% of
the PARTICIPANT'S INCLUDIBLE COMPENSATION as provided in IRC
Section 457(b)(2)(B).
DC-"2-F (11/01) 4
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2.05. The maximum deferral amount described in Section 2.04 under the PLAN for the
PARTICIPANT'S taxable year is increased for a PARTICIPANT who has
attained age 50 or over by the end of the taxable year. The additional amount
permitted under this section is the lesser of (a) the applicable dollar amount set
forth in IRC Section 414(v)(2)(B) or (b) the PARTICIPANT'S
COMPENSATION for the taxable year reduced by any other elective deferrals of
the PARTICIPANT for the taxable year. This Section shall not be applicable for
any taxable year in which Section 2.06 applies.
2.06. For one or more of the PARTICIPANT'S last three taxable years ending before
the attainment of NORMAL RETIREMENT AGE under the PLAN, the
maximum deferral shall be the lesser of (a) twice the applicable dollar-amount in
effect under IRC Section 457(b)(2)(A), or (b) the limitation established for the
taxable year under Section 2.04, plus the limitation established for purposes of
Section 2.04 for each of the prior taxable years beginning after December 31,
• 1978, during which the PARTICIPANT was eligible to participate less the
amount of COMPENSATION deferred under the PLAN for each of such prior
taxable years.
2.07. Notwithstanding the preceding provisions of Article II, a PARTICIPANT who is
entitled to reemployment pursuant to the terms of the Uniformed Services
Employment and Reemployment Rights Act of 1994 (USERRA) may defer an
additional amount under the PLAN as provided in that Act for the years of his or
her service in the uniformed services (as defined in USERRA). Any such
deferrals will not be subject to the limits set forth above in the year in which
deferred, but will be subject to the limits for the year to which such deferrals
relate.
ARTICLE III
PLAN SPONSOR Contributions
3.01. The PLAN SPONSOR may contribute to the PLAN for PARTICIPANTS. PLAN
SPONSOR contributions shall vest at the time such contributions are made. For
purposes of PLANS administering Sections 2.04, 2.05, and 2.06 PLAN
• SPONSOR contributions shall apply toward the maximum deferral limits in the
PLAN YEAR that such contributions are made.
ARTICLE IV
PLAN Transfers and Eligible Distribution Rollovers
4.01. If a PARTICIPANT terminates employment with the PLAN SPONSOR and
accepts employment with another employer which maintains an eligible deferred
compensation plan (as defined in IRC Section 457) and the new employer's plan
accepts transfers, the PARTICIPANT may transfer his account balance from the
PLAN to the plan maintained by the new employer.
DC-sot-F (11/01)
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4.02. If the EMPLOYER offers an eligible deferred compensation plan (as defined in
IRC Section 457) other than the PLAN, and such other plan accepts transfers, the
PARTICIPANT may transfer the account balance from the PLAN tc the other
plan. The PARTICIPANT'S election to transfer shall be filed with the
ADMINISTRATOR.
4.03. Transfers from other eligible deferred compensation plans (as defined in IRC
Section 457) to the PLAN will be accepted at the PARTICIPANT'S request if
such transfers are in cash or non-annuity products currently offered under the
PLAN. Any such transferred amount shall not be subject to the limitations of
Section 2.04, provided however, that the actual amount deferred during the
calendar year under both plans shall be taken into account in calculating the
deferral limitation for that year. For purposes of determining the limitation set
forth in Section 2.06, years of eligibility to participate in the prior plan and
deferrals under that plan shall be taken into account.
4.04. The PLAN may receive an ELIGIBLE ROLLOVER DISTRIBUTION on behalf
of a PARTICIPANT from an ELIGIBLE RETIREMENT PLAN provided (a) the
ELIGIBLE ROLLOVER DISTRIBUTION is made entirely in the form of U.S.
dollars, and (b) the PARTICIPANT demonstrates to the ADMINISTRATOR'S
satisfaction that the amount is a qualifying eligible rollover distribution under IRC
Sections 402(c)(4), 403(a)(4) or 408(d)(3).
4.05. Subject to Section 8.0 1, a PARTICIPANT may elect at the time and in the manner
prescribed by the ADMINISTRATOR, to have any portion of an ELIGIBLE
ROLLOVER DISTRIBUTION paid directly to an ELIGIBLE RETIREMENT
PLAN specified by the PARTICIPANT, provided the PARTICIPANT presents to
the satisfaction of the ADMINISTRATOR a letter of acceptance or other written
acknowledgment from the accepting plan that is an ELIGIBLE RETIREMENT
PLAN qualified to accept the ELIGIBLE ROLLOVER DISTRIBUTION.
4.06. A PARTICIPANT may use all or a portion of an account balance as a dirt
trustee-to-trustee transfer to a Retirement System to purchase permissive service
credit or for the repayment of service credits, provided that (a) the Retirement
System permits such a transfer, and (b) the PARTICIPANT demonstrates to the
ADMINISTRATOR'S satisfaction that the transfer is to a defined benefit
governmental plan (as defined in IRC Section 414(d)) and the transfer is
permissible for the purchase of service credit (as defined in Code Section
415(n)(3)(A)) or for the repayment of service credits permissible by IRC Section
415(k)(3).
nc-soz-F(rlroi) 6
•
ARTICLE V
Designation of BENEFICIARY
5.01 The PARTICIPANT shall have the right to file, with the ADMINISTRATOR, a
written BENEFICIARY or change of BENEFICIARY form designating the
person or persons who shall receive the benefits payable under the PLAN in the
event of the PARTICIPANT'S death. The form for this purpose shall be provided
by the ADMINISTRATOR and will have no effect until it is signed, filed with the
ADMINISTRATOR by the PARTICIPANT, and accepted by the
ADMINISTRATOR prior to the PARTICIPANT'S death. If the PARTICIPANT
dies without having a BENEFICIARY form on file, the benefits will be paid to
the PARTICIPANT'S estate.
5.02 The PARTICIPANT accepts and acknowledges that he has the burden for
executing and filing with the ADMINISTRATOR prior to the PARTICIPANT'S
• death a proper BENEFICIARY designation form.
ARTICLE VI
Accounts and Reports
6.01. The PLAN SPONSOR shall remit DEFERRED COMPENSATION amounts to
the ADMINISTRATOR or its designated agent. The ADMINISTRATOR shall
have no duty to determine whether the funds paid to it by the PLAN SPONSOR
are correct, nor to collect or enforce such payment. For convenience and to
facilitate an orderly administration of the PLAN, the ADMINISTRATOR shall
maintain a DEFERRED COMPENSATION ACCOUNT with respect to each
PARTICIPANT. A written report of the status of the PARTICIPANT'S
DEFERRED COMPENSATION ACCOUNT shall be furnished at least annually
to the PARTICIPANT.
6.02. The PARTICIPANT or an ELIGIBLE RETIREMENT PLAN shall remit
ELIGILBLE ROLLOVER DISTRIBUTION amounts to the ADMINISTRATOR
or his designated agent. The ADMINISTRATOR shall maintain an ELIGIBLE
ROLLOVER ACCOUNT with respect to each PARTICIPANT'S ELIGIBLE
DISTRIBUTION amounts. A written report of the status of the
is PARTICIPANT'S ELIGIBLE ROLLOVER ACCOUNT shall be furnished to the
PARTICIPANT.
6.03. The ADMINISTRATOR shall file with the PLAN SPONSOR a written report of
the assets of the PLAN, a schedule of all receipts and disbursements, and a report
of all material transactions of the PLAN during the preceding year at least
annually.
6.04. The ADMINISTRATOR'S records shall be open to inspection during normal
business hours by the PLAN SPONSOR or its designated representatives.
Dr502-F (11/01) 7
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6.05. All reports to the PARTICIPANT shall be based on fair market value as of the
reporting date.
ARTICLE VII
Investment of Deferred Amount
7.01. DEFERRED COMPENSATION and ELGIBLE ROLLOVER DISTRIBUTION
amounts shall be delivered by the PLAN SPONSOR to the ADMINISTRATOR
or its designated agent for investment as designated by the PLAN SPONSOR.
7.02. The PLAN SPONSOR shall use the PARTICIPANT'S or BENEFICIARY'S
investment specifications to determine the value of any DEFERRED
COMPENSATION ACCOUNT and/or ELIGIBLE ROLLOVER ACCOUNT
maintained with respect to the PARTICIPANT as if the amounts had been
invested according to such specifications; provided, however, that only upon
approval from the PLAN SPONSOR and ADMINISTRATOR may a
PARTICIPANT allocate an amount greater than 25% of the total DEFERRED
AMOUNT-of the PARTICIPANT to a life insurance option.
7.03. All interest, dividends, charges for premiums and administrative expenses, and
changes in value due to market fluctuations applicable to each PARTICIPANT'S
deferred account shall be credited or debited to the account as they occur.
7.04. All assets of the PLAN, including all DEFERRED COMPENSATION and
ELIGIBLE ROLLOVER DISTRIBUTION amounts, property and rights
purchased with such amounts, and all income attributable to such amounts,
property or rights, shall (until made available to the PARTICIPANT or
BENEFICIARY) be held in a trust, custodial account or annuity contract
described in 1RC Section 457(8) for the exclusive benefit of the PARTICIPANTS
and their BENEFICIARIES.
Article VIII
Benefits
8.01. Commencement of Distributions: Except for UNFORESEEABLE EMERGENCY
withdrawals under Section 8.04 and Voluntary In-Service Distribution
withdrawals under Section 8.05, distributions from the PLAN may not be made to
a PARTICIPANT earlier than (a) the calendar year in which the PARTICIPANT
attains age 70 %s ; or (b) the calendar year in which there is a SEVERANCE
FROM EMPLOYMENT by the PARTICIPANT. All irrevocable elections of a
Benefit Commencement Date made by PARTICIPANTS or BENEFICIARIES
prior to January 1, 2002 and defaulted distributions (other than a defaulted
distribution to an annuity option) may be voided at the election of the
PARTICIPANT OR BENEFICIARY.
DC-502-F (11/01)
•
C:
8.02. Mode of Payment: Benefits shall be paid in accordance with the payment option
elected by the PARTICIPANT. Payment, method of payment, and settlement
options are available as provided by each of the available investment
specifications. The PARTICIPANT shall elect the mode of payment based upon
the options then available. A PARTICIPANT or BENEFICIARY who has chosen
a payment option, other than an annuity option, shall have the ability to change
his payment option, administrative charge or restrictions may be applicable as
determined by the PLAN SPONSOR and the ADMINISTRATOR. Distributions
to a PARTICIPANT must comply with IRC Section 401(ax9) required minimum
distribution rules and must begin no later than April 1 of the year following the
calendar year in which the PARTICIPANT attains age 70 % or severs
employment, whichever is later. If the PARTICIPANT fails to elect a payment
option that meets the required minimum distribution rules of IRC Section
401(a)(9), then the ADMINISTRATOR will initiate such a distribution.
8.03. Payments to BENEFICIARY: Distributions to a BENEFICIARY must comply
with IRC 401(a)(9). If the PARTICIPANT dies while employed with the PLAN
SPONSOR, or if the PARTICIPANT dies before the benefits to which he is
entitled under this PLAN have been exhausted, then the benefit payable under this
PLAN shall be paid to his designated BENEFICIARY. The BENEFICIARY
shall have the right to elect the tine and mode of payment of such benefits,
subject to the limitations set forth in this PLAN. Such election as to the time of
payment (distribution commencement date) shall be filed by the BENEFICIARY
not later than ninety (90) days following the PARTICIPANT'S death. Failure to
file an election as to the form of payment may result in the ADMINISTRATOR
making a lump sum payment to the BENEFICIARY.
(1) If a PARTICIPANT dies on or after the required minimum distribution
date, payments shall continue to be paid to the BENEFICIARY at least as
rapidly as under the method of distribution in effect at the time of the
PARTICIPANT'S death.
is
(2) If a PARTICIPANT dies before the required minimum distribution date,
payments to a BENEFICIARY must comply with one of the following
requirements:
(i) The entire account value must be distributed by the end of the
calendar year which contains the fifth anniversary of the
PARTICIPANT'S death; or
(ii) If the BENEFICIARY is a person other than the
PARTICIPANT'S spouse, distribution of the account must begin
on or before December 31 of the calendar year following the
PARTICIPANT'S death, and the entire account must be paid over
a period not extending beyond the life expectancy of the
BENEFICIARY; or
DC502-P (11/01) 9
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(iii) If the BENEFICIARY is the PARTICIPANT'S surviving spouse,
distribution of the account may be delayed until December 31 of
the calendar year in which the PARTICIPANT would have
attained age 70''/7. The account must then be paid over a period
not extending beyond the life expectancy of the spouse
BENEFICIARY.
(iv) If the BENEFICIARY is not a person, such as a trust or an estate,
it must be distributed according to the five-year rule in (i) above.
(v) If the surviving spouse dies after the PARTICIPANT but before
distributions have begun, benefits to the BENEFICIARY of the
spouse must be paid according to (i) or (ii) above. The date of the
death of the spouse shall be substituted for the date of death of the
PARTICIPANT.
8.04. UNFORESEEABLE EMERGENCY: Notwithstanding any other provisions
herein, in the event of an UNFORESEEABLE EMERGENCY, a PARTICIPANT
may request that benefits be paid to him at any time. -Such request shall be
subject to any limitations specified by the investment carrier. If the application
for payment is approved by the PLAN SPONSOR or its designee, payments shall
be effected within 45 days of such approval. Benefits to be paid shall be limited
strictly to the amount necessary to meet the UNFORESEEABLE EMERGENCY
constituting a severe financial hardship to the extent such UNFORESEEABLE
EMERGENCY is not relieved:
(a) through reimbursement or compensation by insurance or otherwise;
(b) by liquidation of the PARTICIPANT'S assets, to the extent the liquidation
-of such assets would not itself cause a severe financial hardship; or
(c) by cessation of deferrals under the PLAN.
Foreseeable personal expenditures normally budgetable, such as a down payment
on a home, the purchase of an automobile, college or other educational expenses,
etc., will not constitute an UNFORESEEABLE EMERGENCY. The decision of
the PLAN SPONSOR or its designee concerning the payment of benefits under
this Section shall be final.
8.05. Voluntary In-Service Distribution: A PARTICIPANT who is an active employee
of an eligible employer shall receive a distribution of the total amount payable to
the PARTICIPANT under the PLAN if the following requirements are met:
(a) the total amount payable to a PARTICIPANT under the PLAN does not
exceed $5,000 (or the dollar limit under IRC Section 411(a)(I 1), if
greater),
(b) the PARTICIPANT has not previously received an in-service distribution
of the total amount payable to the PARTICIPANT under the PLAN,
D4502-F (IImi) 10
•
(c) no amount has been deferred under the PLAN with respect to the
PARTICIPANT during the two-year period ending on the date of the in-
service distribution; and
(d) the PARTICIPANT elects to receive the distribution.
ARTICLE IX
Administration of PLAN
9.01. The PLAN SPONSOR may at any time amend, modify or terminate the PLAN
without the consent of the PARTICIPANT (or any BENEFICIARY thereof),
provided, however, that the assets of the PLAN shall be held for the exclusive
benefit of PARTICIPANTS and BENEFICIARIES at all times. All amendments
shall become effective forty-five (45) days after the issuance of notice of the
amendments by the ADMINISTRATOR to the PLAN SPONSOR. No
amendments shall deprive the PARTICIPANT of any of the benefits to which he
• is entitled under this PLAN with respect to deferred amounts credited to his
account prior to the effective date of the amendment.
If the PLAN is curtailed, terminated, or the acceptance of additional deferred
amounts are suspended permanently, the ADMINISTRATOR shall nonetheless
be responsible for the supervision of the payment of benefits resulting from
amounts deferred prior to the amendment, modification, or termination in
accordance with Article VIII hereof.
9.02. Any companies that may issue any policies, contracts, or other forms of
investment media used by the PLAN SPONSOR or specified by the
PARTICIPANT, are not parties to this PLAN and such companies shall have no
responsibility or accountability to the PARTICIPANT or his BENEFICIARY
with regard to the operation of this PLAN.
9.03. Participation in this PLAN by a PUBLIC EMPLOYEE shall not be construed to
give a contract of employment to the PARTICIPANT or to alter or amend an
existing employment contract of the PARTICIPANT, nor shall participation in
this PLAN be construed as affording to the PARTICIPANT any representation or
• guarantee regarding his continued employment.
9.04. The PLAN SPONSOR and the ADMINISTRATOR do not represent or guarantee
that any particular Federal or State income, payroll, personal property, or other
tax consequence will occur because of the PARTICIPANT'S participation in this
PLAN. The PARTICIPANT should consult with his own representative
regarding all questions of Federal and State income, payroll, personal property, or
other tax consequences arising from participation in this PLAN.
9.05. The ADMINISTRATOR shall have the power to appoint agents to act for and in
the administration of this PLAN and to select depositories for the assets of this
PLAN.
DC302-F (11/0 1) 11
r~
9.06. The laws of the state of the PLAN SPONSOR shall apply in determining the
construction and validity of this PLAN.
9.07. The rights of the PARTICIPANT under this PLAN shall not be subject to the
rights of creditors of the PARTICIPANT or any BENEFICIARY, and shall be
exempt from execution, attachment, prior assignment, or any other judicial relief
or order for the benefit of creditors or other third persons.
9.08. Neither the PARTICIPANT nor his BENEFICIARY nor any other designee shall
have any right to commute, sell, assign, pledge, encumber, transfer, or otherwise
convey the right to receive any payments hereunder which payments and right
thereto are expressly declared to be nonassignable and nontransferable.
9.09. This PLAN and any properly adopted amendment or modification shall constitute
the total agreement or contract between the PLAN SPONSOR and the
PARTICIPANT regarding the PLAN. No oral statement regarding the PLAN
may be relied upon by the PARTICIPANT.
9.10. This PLAN and any properly adopted amendment or modification shall be
binding on the parties hereto and their respective heirs, administrators, trustees,
successors, and assignees and on all BENEFICIARIES of the PARTICIPANT.
9.11. This PLAN, and any properly adopted amendments, shall constitute the total
agreement or contract between the PLAN SPONSOR and the PARTICIPANT
regarding the PLAN. No oral statement to the contrary regarding the PLAN may
be relied upon by'the PARTICIPANT.
ARTICLE X
Notice to ALL PARTICIPANTS to Read These Provisions Providing Broad Powers
and Absolute Safeguards to the PLAN SPONSOR
10.01. The PLAN SPONSOR, the ADMINISTRATOR, or their respective agents shall
be authorized to resolve any questions of fact necessary to decide the
PARTICIPANT'S right under this PLAN and such decision shall be binding on
the PARTICIPANT and any BENEFICIARY thereof, provided, however, that
assets of the PLAN shall be held for the exclusive benefit of PARTICIPANTS
and BENEFICIARIES at all times.
10.02. The PLAN SPONSOR, the ADMINISTRATOR, or their respective agents shall
be authorized to construe the PLAN and to resolve any ambiguity in the PLAN.
DC-502-F (11/0 n 12
IF%g _ a 3'~ a Ll -
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10.03. The PARTICIPANT specifically agrees not to seek recovery against the PLAN
SPONSOR, the ADMINISTRATOR or any other employee, contractee, or agent
of the PLAN SPONSOR or ADMINISTRATOR for any loss sustained by the
PARTICIPANT or his BENEFICIARY, for the non-performance of their duties,
negligence, or any other misconduct of the above named persons except that this
paragraph shall not excuse fraud or wrongful taking by any person.
10.04. The PLAN SPONSOR, the ADMINISTRATOR, or their respective agents, if in
doubt concerning the correctness of their action in making a payment of a benefit,
may suspend the payment until satisfied as to the correctness of the payment or
the identity of the person to receive the payment or allow the filing in any State
court of competent jurisdiction, a suit in such form as they consider appropriate
for a legal determination of the benefits to be paid and the persons to receive
them. The PLAN SPONSOR shall comply with the final orders of the court in
• any such suit and the PARTICIPANT, for himself and his BENEFICIARY,
• consents to be bound thereby insofar as it affects the benefits payable under this
PLAN or the method or manner of payment.
10.05. The PLAN SPONSOR, the ADMINISTRATOR, and their respective agents are
hereby held harmless from all court costs and all claims for the attorney's fees
arising from any action brought by the PARTICIPANT or any BENEFICIARY
thereof under this PLAN or to enforce his rights under this PLAN, including any
amendment, modification or termination hereof.
10.06. The ADMINISTRATOR shall not be required to participate in any litigation
concerning the PLAN except upon written demand from the PLAN SPONSOR.
The ADMINISTRATOR may compromise, adjust or effect settlement of
litigation when specifically instructed to do so by the PLAN SPONSOR.
10.07. Notwithstanding any contrary provision of the PLAN, including any annuity
contract issued under the PLAN, in accordance with Section 457(8) of the IRC,
all amounts of compensation deferred pursuant to the PLAN, all property and
rights purchased with such amounts, and all income attributable to such account,
property, or rights shall be held for the exclusive benefit of PARTICIPANTS and
• BENEFICIARIES under the PLAN and shall be held in a trust, in an annuity
contract, as defined in 401(g) of the IRC, or in one or more custodial accounts.
For purposes of this paragraph:
(a) a trust must be established under the PLAN pursuant to a written
agreement that constitutes a valid trust under the law of state in which the
PLAN SPONSOR is located,
DC-502-F (i If") 13
0
(b) an annuity contract shall be issued by an insurance company qualified to
do business in the state where the contract was issued and may not include
any life, health or accident, property casualty or liability insurance contact,
and
(c) the custodian of any custodial account created pursuant to this PLAN must
be a bank, as described in Section 408(n) of the IRC, or a person who
meets the non-bank trustee requirements of paragraphs (2)-(6) of Section
1.408-2(e) of the Income Tax Regulations relating to the use of non-bank
trustees.
All amounts of compensation deferred under the PLAN shall be transferred to a
trust, to an annuity contract described in Section 401(f) of the IRC, or to a
custodial account described in Section 401(f) of the IRC, within a period that is
not longer than is reasonable for proper administration of the accounts of
PARTICIPANTS. To comply with this requirement, all amounts of compensation
deferred under the PLAN shall be transferred to such a trust, annuity contract, or
custodial account not later than 15 business days after the end of the month in
which the compensation would otherwise have been paid to the employee. The
ADMINISTRATOR shall be the agent of the PLAN SPONSOR for purposes of
providing direction to the trustee, issuer of the annuity contract, or custodian from
time to time as to the investment of the funds held for the PARTICIPANTS and
beneficiaries in the investment vehicle (trust, custodial account or annuity
contract), the transfer of assets to or from the investment vehicle and all other
matters. The PLAN SPONSOR agrees to hold all plan assets in a trust, custodial
account or annuity contract pursuant to the requirements of the IRC.
ARTICLE M
Prior Plan
If the PLAN SPONSOR has already accepted the Deferred Compensation
Program and adopted an eligible deferred compensation plan, as defined by IRC
Section 457, under such Program (the "Prior Plan"), then the PLAN SPONSOR
intends that this Plan shall amend and restate the Prior Plan. In such event, this
Plan shall apply to all PARTICIPANTS in the Prior Plan on the effective date
hereof, and also to each PUBLIC EMPLOYEE who elects to participate in this
Plan on and after the effective date hereof.
Article XII
Effective Date
This Plan shall be effective as of January 1, 2002.
DC-502-F(1[ro1) 14 12 - f~ `al
eop. CM, '21(a
•
17A
C7
DEED WITHOUT WARRANTY
THE STATE OF TEXAS
COUNTY OF BRAZOS
KNOW ALL MEN BY THESE PRESENTS
That County of Brazos, on behalf of itself and the City of Bryan, Bryan Independent School District
and Brazos County Education District, acting by and through the County Judge, of County of Brazos,
Grantor, for and in consideration of the sum of ONE THOUSAND TWO HUNDRED FIFTEEN Dollars
00/100's ($1,215.00), and other good and valuable consideration paid by the Grantee named below, the
receipt and sufficiency of which are acknowledged by Grantor, has GRANTED, SOLD AND
CONVEYED, and by these presents does GRANT, SELL, AND CONVEY to Katherine Perry, whose
address is 508 E. 16th Street, Bryan, Texas 77803, the following described property, to wit:
Part of Lot 38, Block 7, Bryan's 1st Addition to the City of Bryan, Brazos County, Texas, being that
property more particularly described in Volume 2106, Page 84 of the Official Records, Brazos
County, Texas
The Grantor and all the taxing units for which the Grantor hold this Property in trust do hereby
exclude and except any warranties, express or implied, regarding the Property, including, without
limitation, any warranties arising by common law or Section 5.023 of the Texas Property Code or its
successor.
This conveyance is expressly made subject to any right of redemption of the Property which may exist
under Section 34.21 of the Texas Tax Code.
Grantor has not made and does not make any representations, warranties or covenants of any kind or
character whatsoever, whether express or implied, with respect to the quality or condition of the
property, the suitability of the property for any and all activities and uses which grantees may conduct
thereon, compliance by the property with any laws, rules, ordinances or regulations or any applicable
governmental authority or habitability, merchantability or fitness for a particular purpose, and
specifically, grantors do not make any representations regarding hazardous waste, as defined by the Texas
Solid Waste Disposal Act and the regulations adopted thereunder, or the U. S. Environmental Protection
Agency regulations, or the disposal of any hazardous or toxic substances in or on the property.
TO HAVE AND TO HOLD the Property, together with all and singular the rights and appurtenances
belonging in any way to the Property, subject to the provisions, stated above, to Grantee(s), Katherine
Perry, HER successors and assigns forever, without warranty of any kind.
The consideration paid by the grantee(s) being equal to the total amount of delinquent taxes due on the
property, this conveyance is made pursuant to Section 34.05(a) of the Texas Property Tax Code.
IN TESTIMONY WHEREOF THE County of Brazos, Trustee, has caused these presents to be
executed this the &e~-day of De-c rBc~c , 2001.
0
County of Brazos
By .
County Judge
THE STATE OF TEXAS §
COUNTY OF Brazos County §
Before me, the undersigned authority, on this day personally appeared
County Judge of County of Brazos, known to me to be the person whose name is subscribed to the
foregoing instrument and acknowledged to me that he executed the same in the official capacity indicated
and for the purposes and consideration therein expressed.
GIVEN UNDER MY HAND AND SEAL OF OFFICE, this the jk~'day of
A.D. 30hf_. .I
BEATRIZ D. GREEN
y cowwmoN EXPIRES otary
iY Publi to of
ar hm It. 2002 My commission expires
After recording, return to:
Katherine Perry
508 E. 16th Street, Bryan, Texas 77803
•
ADMINISTRATIVE SERVICES AGREEMENT
This Agreement is entered by and between. BRAZOS COUNTY (the "Client') and EMPLOYEE
BENEFIT SERVICES, a Division of HARRINGTON BENEFIT SERVICES, INC. (the
"Representative").
The Client has established a program of health and welfare benefits (the "Plan') for certain
classes of its employees and their dependents and has requested that the Representative provide
third party claim administrative services in connection with the operation of the Plan. Therefore,
in consideration of the terms and conditions set forth herein, it is hereby agreed as follows:
SECTION 1- SERVICES PROVIDED
1.1 The Representative shall perform the administrative and claim services described below:
a. Evaluate and process each claim filed pursuant to the terms of the Plan or any
• written instruction received from the Client. The Representative shall not have
the power or authority to alter, modify, or waive any terms of the Plan.
b. Provide the Client and its designated representatives with available information
and data pertaining to the Plan, as reasonably requested.
c. Answer telephone calls and correspondence with respect to the terms of the Plan.
d. Maintain all appropriate records and files concerning the Plan.
e. Periodically provide the Client with financial and Plan management reports.
f. Coordinate administrative procedures necessary to process PPO claims on behalf
of the Plan, if applicable.
g. Coordinate administrative procedures necessary to process stop-loss claims on
behalf of the Plan. The Representative shall not be required to process claims for
benefits under the Plan other than in the ordinary course of claim processing
• duties and no priority will be given to claims merely because the stop loss year is
coming to a close.
h. Coordinate billing services for other Plan vendors.
1.2 In performing the services described above, the Representative shall follow the Client's
written instructions regarding the benefits afforded by the Plan. The Representative shall not be
bound by any notice, directive, or request unless and until it has been received in writing.
1.3 The Representative shall not be responsible for legal services, investment services,
professional accounting services, or collection services.
0
1.4 The Representative shall not be considered the named fiduciary or the Plan Administrator
(as defined by law) under the Plan. The Representative shall not have discretionary authority or
discretionary control with respect to the management of the Plan. The Representative shall not
exercise any authority or control with respect to the management or disposition of the assets of
the Plan and shall not render investment advice with respect to any money or other property of
the Plan and shall have no authority or responsibility to do so.
SECTION 2 - LIABILITY
2.1 The Representative shall use reasonable care and diligence in exercising its powers and
performing its duties as defined by this Agreement or written instructions submitted by the
Client. However, the Representative shall not be liable for any loss unless such loss is the result
of its gross negligence.
2.2 The Representative agrees to indemnify the Client and hold the Client harmless against
any and all losses, damages, and expenses, including court costs and attorney fees, resulting from
or arising out of the dishonest, fraudulent, or criminal acts of the Representative's employees,
either acting alone or in collusion with others.
2.3 The Representative shall - be relieved of any responsibility or liability for any acts or
omissions made in compliance with the written instructions of the Client. The Client hereby
agrees to defend, indemnify and hold the Representative harmless from all costs, damages,
expenses, and charges resulting from any and all claims, causes'of action, actions, judgments or
liabilities of any nature arising out of the Representative's acts or omissions performed as a
requirement to be in compliance with this Agreement or with written instructions received from
the Client.
SECTION 3 - STAFF AND FACILITIES
3.1 The Representative shall provide the staff necessary to provide the administrative and
claims services described in this Agreement. The staff shall be employees of the Representative
and subject to its direction and control.
3.2 Any computer services, equipment, and software utilized by the Representative in
connection with rendering services herein shall be under the exclusive control of the
Representative. The Client hereby acknowledges that it does not have, nor by this Agreement
will acquire, any right, title, or interest in any computer equipment or software design maintained
or utilized by the Representative in connection with rendering the services provided herein.
2
SECTION 4 - RECORDS
4.1 The Client agrees to furnish the Representative with reports, records, and information
necessary to provide the administrative services defined in this Agreement. The Representative
shall not be responsible for delay in the performance of its duties under this Agreement or for
non-performance hereunder, if such delay or non-performance is caused or contributed to, in
whole or in part, by the failure of the Client to furnish promptly any required information, or if
such delay or non-performance is caused or contributed to, in whole or in part, by "Force
Majeure." As used herein, the term "Force Majeure" means acts of God, riots, insurrections,
civil commotion, fire, explosions, action of the elements, strikes or other differences with
workmen (lasting not longer than thirty (30) days), restrictions or restraints imposed by law, rule,
regulation or other public authority, whether federal, state or local, and whether civil or military,
acts of military authority, interruption of transportation facilities and any other cause which is
beyond the reasonable control of the Representative and which, by the exercise of reasonable
diligence, the Representative is unable to prevent. The existence of such cause of such delay or
failure shall extend the term of performance on the part of the Representative thereby to such
• extent as may be necessary to enable it to complete performance in the exercise of reasonable
diligence after the causes of delay or failure have been removed.
4.2 All records prepared or maintained by the Representative in the administration of the Plan
shall be the property of the Client. All hard copies of such records shall be delivered in good and
usable condition to the Client upon termination of this Agreement, except 9r ch records that are
destroyed in the normal course of business. Upon the Client's request upon termination of this
Agreement, the Representative shall also deliver any records maintained on electronic tape. The
Client shall pay the Representative's prevailing fee for the retrieval and delivery of any records.
Upon termination of this Agreement and the delivery of requested files to the Client, the
Representative is absolved of all liability regarding future performance of services under this
Agreement. To the extent required by law, the Representative shall maintain copies of electronic
records and any records maintained on microfilm or compact disk for a duration of at least seven
(7) years following the termination of this Agreement. Upon termination of this Agreement, it
will be the Client's responsibility to maintain any hard copy records required by law.
SECTION 5 - FEES
• 5.1 Fees payable to the Representative for services performed and expenses incurred shall be
determined in accordance with the Schedule A & Disclosure Statement attached hereto and
incorporated herein by reference.
5.2 Statements for services are due and payable upon receipt. Failure to make payment
within thirty (30) days after receipt of a statement will result in a service charge. The service
charge will be at the rate of one and one-half percent (1.5%) per month on all amounts past due.
5.3 Representative reserves the right to charge additional fees as a result of any Client
requested material modifications to the initially installed plan and procedures, that would alter
Representative's normal service activities. These additional fees will be communicated in
advance and in writing, and will require Client approval prior to implementation. Examples of
such material modifications include but may not be limited to: special management reports; plan
got
0
1
system coding or software enhancements; change in or installation of a PPO; special ID card
preparation; Client company acquisitions; addition of repricing services, etc.
SECTION 6 - TERM
6.1 The initial term of this Agreement shall be for a period commencing NOVEMBER 1,
2001 and ending OCTOBER 31, 2002. This Agreement shall automatically renew thereafter on
a year-to-year basis upon the same terms and conditions unless either party gives the other
written notice of the desire to terminate this Agreement thirty (30) days or more prior to the end
of the initial term or any annual anniversary date thereafter.
6.2 The term of this Agreement may also terminate upon the expiration of ninety (90) days
following written notice by either party to the other of the other's material breach of a duty
expressly defined in this Agreement, provided such breaching party has not cured or commenced
in good faith to cure such breach within said ninety (90) day period.
SECTION 7 - CLAIMS ACCOUNT
7.1 The Client agrees to establish and maintain a bank account with an accredited banking
institution to be used for paying claims under the Plana -The' Client agrees' to maintain
immediately available funds in said account in sufficient amburit to pay the claims made against
the Plan. The Representative shall be an authorized signatory of the account and shall use said
account to prepare and mail checks or drafts for payment to those entitled to such payments
pursuant to the appropriate claims information. The Representative shall advise the Client, from
time to time, if additional funding of the account is necessary. Notwithstanding any provision
above, the Representative shall not be responsible for funding any amounts due to providers or
beneficiaries of the Plan. Funds handled by the Representative on behalf of the Client shall be
held by the Representative in a fiduciary capacity.
SECTION 8 - INSURANCE
8.1 For the duration of this Agreement, the Representative shall maintain fidelity insurance
coverage in the sum of not less than $1,500,000 and errors and omissions insurance coverage in
the sum of not less than $1,000,000.
8.2 The Client shall include the Representative as an additional insured on its fidelity
insurance coverage for the duration of this Agreement.
SECTION 9 - CONFIDENTIALITY
9.1 Notwithstanding the communication and dissemination of information necessary to
provide the services required by this Agreement, all records and other information pertaining to
the Client, the Plan and its beneficiaries shall be treated as confidential information. Except as
required by law, the Representative shall take all precautions to prevent disclosure or use of the
information for a purpose unrelated to the administration of the Plan.
d1a a, 4
maw
•
SECTION 10 - EMPLOYEES
10.1 The Client agrees that it will not solicit or hire, directly or indirectly, any employee of the
Representative who has been employed by the Representative within six (6) months prior to the
date of this Agreement, or at any time during the term hereof, or for six (6) months after the
completion of the terms of this Agreement, without the prior written approval of the
Representative.
SECTION 11- MODIFICATIONS AND AMENDMENTS
11.1 This Agreement maybe modified only by written agreement executed by an authorized
officer of the Representative and the Client.
SECTION 12 - NOTICES
12.1 Any notice required hereunder shall be in writing and signed by an authorized officer or
• agent of the respective entity. All notices, demands and requests shall be deemed given when
mailed first class, postage prepaid, registered or certified mail, return receipt requested, to:
Employee Benefit Services, a Division BRAZOS COUNTY
of Harrington Benefit Services, Inc. 300 E. 20 STREET, SUITE 107
P. O. Box 70100 BRYAN, TX 77803-5327
Shreveport, LA 71137=0100
SECTION 13 - SEVERA BILITY
13.1 In the event any provision of this Agreement shall be held illegal or invalid for any reason
by law or a court of competent jurisdiction, said illegality or invalidity shall not affect the
remaining parts of this Agreement, but it shall be construed and enforced as if said illegal or
invalid provisions had not been included herein either initially, or beyond the date it is first held
to be illegal or invalid if after the effective date of this Agreement, provided the basic purposes
hereof can be effectuated through the remaining valid and legal provisions.
SECTION 14 - ASSIGNMENT
• 14.1 This Agreement may not be assigned by either party without the prior written consent of
the other party, except that no consent is necessary for either party to assign this Agreement to a
corporation or other association or entity succeeding to substantially all of the assets or business
of that party, whether by merger, consolidation, acquisition or otherwise. This Agreement shall
be binding upon and inure to the benefit of the parties hereto and their respective heirs, legal
representatives, successors and permitted assigns.
0
SECTION 15 - SUBCONTRACTORS
15.1 The Representative may contract with other subcontractors to perform services under this
Agreement.
SECTION 16 - CONTROLLING LAW
16.1 This Agreement shall be construed and enforced according to the laws of the State of
Louisiana to the extent not preempted by federal law.
IN WITNESS WHEREOF, the undersigned have executed this Agreement.
EMPLOYEE BENEFIT SERVICES,
A Division of HARRINGTON BENEFIT
SERVICE& INC. BRAZOS COUNTY
By By
Tie President Title County Judge
Date eo /0 Z Date / Z •/l o/
11---~
6
LJ
ADMINISTRATIVE SERVICES AGREEMENT
FEES
SCHEDULE A & DISCLOSURE STATEMENT
•
•
1. EMPLOYER/PLAN ADMINISTRATOR:
BRAZOSCOUNTY
300 E. 26TH STREET, SUITE 107
BRYAN, TX 77803-5327
2. ORIGINAL AGREEMENT EFFECTIVE DATE: NOVEMBER 1, 1995
3. EFFECTIVE DATE OF DISCLOSURE STATEMENT: NOVEMBER 1, 2001
4. ADMINISTRATIVE SERVICE FEES:
A. BASIC ADMINISTRATIVE FEES:
Medical Claims Administration $13.00 PEPM
PPO Repricing $ 1.50 PEPM
B. OTHER FEES:
(may be included on a PEPM, flat fee or per occurrence basis or % basis, as stated below)
Subrogation Recovery Services 5% of amount recovered
5. EXCESS LOSS UNDERWRITER: SUN LIFE
6. SPECIFIC EXCESS RISK INSURANCE COMMISSION: 0%
AGGREGATE EXCESS RISK INSURANCE COMMISSION: 0%
7. BROKER OF RECORD: PLUMHOFF & ASSOCIATES
8. BROKER COMPENSATION: $4.00 (included in #4A, Medical, above)
WTINFSS WHEREOF, the undersigned have executed this Schedule A & Disclosure Statement to the Agreement.
EMPLOYEE BENEFIT SERVICES, a
DI WF HARRII (GTON BENEFIT
SER INC. t
By
BRAZOSCOUNTY
By
Title County Judge
Date 2
Date 17- r al
oL- a_
7
0
BID TABULATION 2002-024
MOTOR GRADER BLADES
1211512001-12/1512002
• BID TABULATION 2002-023
FENCE BUILDING-ANNUAL CONTRACT
12116/20014211512002
1.Leboronly LF. $0.65 $0.50 50.60 60.%
• *$10.00/CORNER POST AND $25.00/GATE
"525.00/BRACE POST AND $30.001GATE
" U.00/CORNER POST AND $20.001GATE
""'S7.00/CORNER POST AND $18.50/GATE
RECOMMENDATION: PRIMARY VENDOR TIM SIKORSKI
SECONDARY VENDOR HURST FENCING
AWARD DATE: December 11, 2001
•
0
,.L
So
BID TABULATION 2002.021
COLD MIX LIMESTONE CONCRETE PAVEMENT
2001-2002 ANNUAL BID
12!1512001.1211512002
RECOMMENDATION PRIMARY:
VULCAN CONSTRUCTION: THD 330 CLASS A, TYPE D LOADED ONLY
THD 350 CLASS A, TYPE D LOADED ONLY
THD 350 CLASS A, TYPE D LOADED/HAULED
SMYTH MINERS, LLP:
THD 330 CLASS A, TYPE D LOADEDIHAULED
SECONDARY:
SMYTH MINERS, LLP:
THD 330 CLASS A, TYPE D LOADED ONLY
VULCAN CONSTRUCTION:
THD 330 CLASS A, TYPE D LOADED/HAULED
COLORADO MATERIALS:
THD 350 CLASS A, TYPE D LOADED ONLY AND
THD 350 CLASS A, TYPE D LOADED/HAULED
AWARD DATE: DECEMBER 11, 2002
a-&.. ~ 7t •
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ADDENDUM "B"
This ADDENDUM "B" To Inmate Telephone System Agreement dated February 3Ya '
1998, is entered into effect as of the 1~ ? day of December 2001 by and between
Evercom Systems, Inc. (E.S.I.) and Brazos County, Texas (collectively the "County').
Whereas, E.S.I. and the Brazos County desire to supplement the Agreement as set forth
herein:
Now, Therefore, in consideration of the mutual promises set forth herein, and other good
and valuable consideration, the receipt and sufficiency of which is hereby acknowledged
and confessed, the parties hereto supplement the Agreement as follows:
In accordance with the original agreement, Brazos County agrees to extend the
current Agreement for one (1) year until February Y2003 upon expiration of
existing term, which is February 3rd, 2002.
For consideration of said addendum, Evercom Systems Inc. with upgrade the
CAM call processor (Inmate Telephone System) with the latest software. E.S.I.
will also replace the current tape backup systems with a CD backup system E. S.I.
will also guarantee Brazos County that E.S.I. will NOT increase the current
Inmate Calling rates for the term of this Addendum. In addition E. S.I. will
increase the current commission percentage being paid to Brazos County to Forty-
nine (490%) percent.
F=MrED s of the date and year signed below.
Evercom Systems
Brazos County
By:
JJ4) J VWL4-Name: Alvin W. Jones
y!~ Title: County Judge
Date: jZ -?,o --d/ Date: December 11, 2001
a3a .
WON
•
EVERCOM
December 31, 2001
•
•
Judge Alvin Jones
Brazos County Jail
300 E. 26`x' St., Suite 105
Bryan, TX 77803
Dear Judge Jones:
Attached, please find a copy of the Addendum "B" to your Inmate Pay Telephone
Agreement between Brazos County Jail and Evercom Systems, Inc.
We would like to thank you at this time for continuing to choose Evercom as your inmate
phone provider.
Should you need finther assistance, please contact your Evercom Representative.
Evercom Systems, Inc.
Contracts Administration
Accounting Department
8701 h*tar Drive, Irving, rd 75063
972.988.3737 972.988.3774 ,
O~Cr FACMLE
D
f -11-02-
0
TEXAS PESTICIDE REGULATIONS
SUBCHAPTER E. REGULATED HERBICIDES
7.53 County Special Provisions
(f) BRAZOS. That portion of Brazos County lying east of the Brazos River and west of the
following described line of the area described below shall be regulated by the Act,
Subchapter G, and the regulations thereunder. The eastern boundary of the regulated area
is as follows:
(1) Beginning at the intersection of State Highway No. 6 and Old San Antonio Road (OSR),
which point is on the north boundary line of Brazos County; thence in a southerly
direction along OSR to its intersection with Texas Highway 21; to its intersection with
Texas Highway 21; thence in a westerly direction along Texas Highway 21 to the Little
Brazos River, thence in a southerly direction along the east bank of the Little Brazos
River to its intersection with the Brazos River; thence in a southerly direction along the
east bank of the Brazos River to Koppe Bridge Road; thence in an easterly direction along
Koppe Bridge Road to its intersection with FM 2154 (Wellborn Road); thence
southeasterly along FM 2154 to its intersection with State Highway 6; thence southeast
along State Highway 6 to its intersection with the Navasota River, which is the southern
boundary of Brazos County.
(2) That portion of Brazos County lying east of the described line described in paragraph (1)
of this subsection shall be exempt from the Act, Subchapter G, and regulations adopted
thereunder.
Approved in Brazos County
Commissioners' Court
Date• 1:2 - - 4M
T y Jon ssioner
Precinct 1
Alvin W. Jones, Coun Judge
William S. Thornton, Commissioner
Precinct 2
r, f Y-" ~ r- k-uj~
C y Cauley, ommissioner
Precinct 4
Randy Sims, Commissioner
Precinct 3
c)ag a3~
•
BRAZOS COUNTY
COMMISSIONERS' COURT ACTION FORM
DEPARTMENT Road and Bridge NUMBER 560010
DATE OF COURT MEETING: December 11, 2001
ITEM: Request from Wickson Creek Special Utility District to construct 2 road bores for
water line installations in the rights of way of Forest Drive and Bendwood Drive (Forest
Lakes Subdivisions Sites are located in Precinct 3.
• SOURCE OF FUNDS: N/A
1. PRESENTATION:
A) No work will be permitted between front slope and/or back slope.
B) All Installations shall be constructed in designated utility easements, if applicable. If no utility
easement exists, the installation(s) shall be 1) within 3-5' of and parallel to the right-of-way line
and/or 2) in the case of a road bore, perpendicular to the right-of-way line.
C) If clearing of brush, trees and other obstruction is necessary, it shall be the Applicant's
responsibility to do so and to remove all cleared brush, trees etc. from county right-of-way.
D) Ditch line shall be compacted to 90% standard density ASTM-Test Method No. D-698; test
shall be conducted by an independent geotechnical testing firm; copies of all test results shall be
furnished to the office of the Brazos County Engineer.
E) Construction shall be in strict conformance to the latest Texas Manual of Uniform Traffic
Control Devices for Streets and Highways, published bytheTexas Department of Transportation,
and all other State and Federal laws governing utility construction.
II. ACTION REQUESTED OR ALTERNATIVES:
SUBMITTED BY: APPROVED BY:
a
• Richard F. Vance, P.E.
County Engineer
0001-114
Commissioner Randy Sims
ot -3
Date: /Z -/1- o!
Alvin VIA. Jones C ntY Judge
Approved [9"/ Denied ❑ by Commissioners' Court
X~ a33
rI
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REQUEST FOR PROPOSED INSTALLATION IN COUNTY RIGHT-OF-WAY
TO THE COMMISSIONERS' COURT OF BRAZOS COUNTY, TEXAS
BRAZOS COUNTY COURTHOUSE
BRYAN, TEXAS 77803
Formal notice is hereby given that g(appllcan*irkRon Creek s.U.Dproposes to
place a (type)Water •l ne„MR Irle right-of-way of (road) FOREST DRIPS & BEMWOOD DB
In Brazos County, Texas as follows:
The location or description of the proposed Installation is more fully shown by s
copies of the drawings attached to this notice.
I understand and agree that
1. The County Engineer must by notified 72 hours prior to the beginning of
construction in order that he or his designated Inspector may inspect the
actual installation.
2. That all damage to the roadways and rights-of=way will be repalred to
their original condition to the satisfaction of the County Engineer.
3. That Brazos County reserves the right to require Applicant to relocate or
lower any such line at no cost to Brazos County, should same become
necessary due to widening or lowering, or other alteration of the
roadway or right-of-way.
4. That Brazos County will in no way be responsible for any damage which
might occur to any eAsting utility lines in the right-of-way.
5 That the line will be constructed and maintained on the County right-of-way In
accordance with the Utility Accommodation Policy which was adopted by the
Texas Department of Transportation on May 29, 1989.
6. That the line or lines will be constnicted no less than twenty-four inches (241
lower than the lowest part of the drainage or bar ditch and the drainage is to
be considered at least two feet (2') below the center of the roadway.
7. That all sites will be barricaded during the construction period.
Construction of this line will begin on or after the Iltbay of December 79czOo1
Firm: Wtclwon Creek S.U.D.
BY: M4~
Title: General Manager
Address: P. _ O. Box 4756
Bryan. TX 77805
Phone-979 -589-3030
APPROVED BY COMMISSIONERS'
COURT ON: z . 0 3 - ~l
/2 44 y3zcT 3
Date o~XJ .ygs ~/or~iJ
!C • G JLO~t~ r
Alvin W. Jones, GEEn-ty -,Tudge LIJ
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~o • _ + ° T6 "e $ : PIPE WITH 1" PVC WATERLINE ENCLOSED.
K - w ' 77 - w at j BY: ANN YOUNG NOVEMBER 29, 2001
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FOREST LAKES
T. J Allcorn 314 l_eaQue
Brazos County, Texas
152640 Acres
148 Tracts
BRAZOS COUNTY
COMMISSIONERS' COURT ACTION FORM
DEPARTMENT Road and Bridge NUMBER 660010
DATE OF COURT MEETING: December 11. 2001
ITEM: Request from Wickson Creek Special Utility District to construct a road bore and
approximately 3.000 ft of water line installation in the right of way of Cobb Road. Site is
located in Precinct 3.
SOURCE OF FUNDS: N/A
PRESENTATION:
A) No work will be permitted between front slope and/or back slope.
B) All installations shall be constructed In designated utility easements, if applicable. If no utility
easement exists, the Installation(s) shall be 1) within 3-5' of and parallel to the right-of-way line
and/or 2) in the case of a road bone, perpendicular to the right-of-way line.
C) If clearing of brush, trees and other obstruction is necessary, it shall be the Applicant's
responsibility to do so and to remove all cleared brush, trees etc. from county right-of-way.
D) Ditch line shall be compacted to 90% standard density ASTM-Test Method No. D-698; test
shall be conducted by an independent geotechnical testing firm; copies of all test results shall be
furnished to the office of the Brazos County Engineer.
E) Construction shall be in strict conformance to the latest Texas Manual of Uniform Traffic
Control Devices for Streets and Highways, published by the Texas Department of Transportation,
and all other State and Federal laws governing utility construction.
ACTION REQUESTED OR ALTERNATIVES:
SUBMITTED BY: APPROVED BY:
Richard F. Vance, P.E. C mmissioner Randy Sims
County Engineer recinct 3
0001-115
Approved 9/1 Denied ❑ by Commissioners' Court
Date: Z - O
Alvin V. Jones, unty Judge
~ ~ ~ ~ CPS
r,
u
•
•
REQUEST FOR PROPOSED INSTALLATION IN COUNTY RIGHT-OF-WAY
TO THE COMMISSIONERS' COURT OF BRAZOS COUNTY, TEXAS
BRAZOS COUNTY COURTHOUSE
BRYAN, TEXAS 77803
Formal notice 1s hereby given that (a ilc D proposes to
place a (type)2ater'.line R1~9~~~ ay of (road) COBB Rd.
In Brazos County, Texas as follows:
The location or description of the proposed installation is more fully shown by 3
copies of the drawings attached to this notice.
I understand and agree that
1. The County Engineer must by notified 72 hours prior to the beginning of
construction in order that he or his designated Inspector may inspect the
actual Installation.
2. That all damage to the roadways and rights-of-way will be repaired to
their original condition to the satisfaction of the County Engineer.
3. That Brazos County reserves the right to require Applicant to relocate or
lower any such line at no cost to Brazos County, should same become
necessary due to widening or lowering, or other alteration of the
roadway or right-of-way.
4. That Brazos County will in no way be responsible for any damage which
might occur to any existing utility fines in the right-of-way.
5. That the line will be constructed and maintained on the County right-of-way in
accordance with the Utility Accommodation Policy which was adopted by the
Texas Department of Transportation on May 29, 1989.
8. That the line or lines will be constructed no less than twenty-four inches (24')
lower than the lowest part of the drainage or bar ditch and the drainage Is to
be considered at least two feet (2') below the center of the roadway.
7. That all sites will be barricaded during the construction period.
Construction of this line will begin on or after the l letbay of December jq 001
Finn: W kson Creek S.U.D.
tr
air.
Title: General Manager
Address: P. O. Box 4756
Bryan. T% 77805
Phone: 979 -589-3030
APPROVED BY COMMISSIONERS'
COURT ON,
Date
2c r 3 /2 -0 3-01
D K 4 7 .vo rE d
Alvin .Jones. Cou#Ay Jug ge g ,p. CnaLJ ~,3~
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~e rs sy `~~P m~ ~P Q~q; 660
HICRSON CREEX S.U.D. A C'.,.Aq, m ?P q~m Q`6
LINE EXT. PROJECT FOR LORD 2RUSSEL ESTATES
raving for proposed 32 ft. Road Dora using /
" entaaemant pipe with 4e PVC waterline
.closed. Also iccluded, Is a drawing for
Iprox. 3,000 ft. of waterline requested to
in County R. O.W. dew. Cobb. Rd. with all lri'awaya to ba bored.
y: Ann Young November 29, 2001 / , Q 6
'!0 ~Z 6
•
The State of Texas, County of BRAZOS
We, the undersigned, as County Commissioners within and for Brazos County, and the
Honorable Alvin W. Jones, County Judge of Brazos County, constituting the entire
Commissioners' Court of Brazos County, during a regular meeting of said Court have
examined the foregoing report and have caused an order to be entered upon the Minutes
of the Commissioners' Court of Brazos County approving said Report as presented and
submitted as true and correct by Kay Hamilton, Treasurer of Brazos County, as provided
for in the Revised Statutes of the State of Texas. (Texas Local Government Code,
114.026)
Witness my hand this day of use, . A.D. 2001.
LVe-frMcQueen
County Clerk, County of BRAZOS, State of Texas
Examined and approved in open Commissioners' Court this day of
2001.
•
Randy Sims, commissioner Precinct #3
Carey Caule , Commissioner Prec t
t
Treasurer's Report for the Month of OCTOBER 2001
0
William Thornton, Commissioner Precinct #2
OCTOBER 2001 TREASURER'S REPORT
FUND NUMBER & NAME
CASH BALANCE
9/30/01
INCOMING
INVESTED TEXPOOL
INTEREST-OCTOBER
SUB-TOTAL
DISBURSED
CASH BALANCE
10/31/01
INVESTED
CK.ACCT.BAL
10/31/01
01 - GENERAL FUND
19,280,396.40
2,042,227.73
34,005.70
21,356,629.83
3,982,577.92
17,374,051.91
17,179,713.31
194,338.60
02 - COUNTY HEALTH ENDOWMENT FUND
2,502,753.48
30,188.91
3,159.05
2,536,101.44
55,625.00
2,480,476.44
1,289,674.24
1,190 2.20
05 - HEALTH DEPARTMENT
710,502.00
48,452.82
-
758,954.82
111,088.44
647,866.38
-
647,86638
12 - STATE LATERAL ROAD
34,866.86
25,009.28
15.41
59,891.55
-
59,89155
6,290.97
53,600.58
13-UNCLAIMED FUNDS
261,243.71
595AO
261,839.11
11,580.55
250,258.56
-
250,258.56
14 - COMMUNITY SUPERVISION
963,769.03
295,655.26
913.94
1,260,338.23
547,855.13
712,483.10
373,115.14
339 96
15 - LAW LIBRARY
130,240.27
3,013.78
-
133,254.05
9,831.59
123,422 46
-
123,422.46
16 - APPELLATE JUDICIAL FUND
379.63
630.33
1,009.96
5.00
1,004.95
1004.96
17 - ALTERNATIVE DISPUTE RESOLLMON
4,310.00
1,440.00
5,750.00
8,260.00
(2,510.00
-
2,510.00)
18-LEOSEFUND
18,138.92
18.00
18,156.92
4,270.00
13,886.92
13,886.92
19 - ODUNTY RECORDS MANAGEMENT
301,390.17
12,29335
313,683.52
29,189.39
284,494.13
284 494.13
20 - COUNTY CLERK MGMT.FUND
132,304.82
5,293.59
137,598 41
5,468.19
132,130.22
132,130.22
21- TIME PAYMENT FUND
16,884.05
520.56
17,404.61
-
17,404.61
-
17 404.61
22 - COURTHOUSE SECURITY FUND
316,763.11
6,700.86
655.93
324,119.90
8,716.181
315,403.72
267,781.56
47 622.16
24 - 3USTICE @ PEACE - TECHNOLOGY FUND
1,444.30
-
1,444.30
-
1,44430
-
1,444.30
25- SPECIAL FORFEJTUREFUND
2,147.52
1.88
2,149.40
2149.40
-
2,149.40
28 - VOTER REGISTRATION
31,944.22
225.75
76.34
32,246.31
-
32,24631
31,164.96
1,081.35
29 - VIT INTEREST FUND
81,43223
15.25
157.10
81,604.58
911.76
80,692.82
64,137.21
16,555.61
30-COUNTY GRANTS
84,147.32
173,016.49
-
257,163.81
129,343.44
127,820.37
-
127 .37
31 - M.P.O. RAIL STUDY
104,254.84
79,631.18
183,886.02
99,425.13
84,460.89
84,460 89
32 - NARCOTICS TASK FORCE
(94 416.10
46,980.12
47,435.98)
84,088.65
(131,524.63)
-
131,524.63)
44 - 3UDICIAL SOFTWARE FUND
751,723.41
65674
752,380.15
74,581.40
677,798.75
677,798.75
45 - GEWPERMANENT IMPV.
1,217,941.92
-
1,217,941.92
23,164.50
1,194,777.42
700,583.13
494 194.29
46 - EXPOSITION CENTER FUND
(27,120.00
27,120.00
29,720.00
(29,720.00)
29,720.00)
49 - C.O. SERIES 1998
1,460,281.25
3,050.23
3,094.41
1,466,425.89
393,155.00
1,073,270.89
1,208,660.61
(135,389.72)
50 - HEALTH & LIFE INSURANCE
766,265.46
284,962.02
1,267.23
1,052,494.71
641,898.07
410,596.64
371,663.16
38,933.48
60 - PAYROLL
58,540.79
1,101,224.11
-
1,159,764.90
676,365.33
483,399.57
-
483,399.57
75 - BAIL BOND BOARD FUND
62,887.27
54.94
62,942.21
-
62,942.21
62,942.21
41 - GEN.OBUG.DEBT SVC.
ara
TOTAL
2,466,726.69
'~m
31,640,699.27
207.85
- k
4,190,630.73
1,948.99
45,294.10
2,468,883.53
35,876,624.10
6,927,120.67
2,468,883.53
28,949,503.43
1,915,000.21
23,407,784.51
553,883.32
5,541,71892
This report is submitted as true and correct to Commissioners Court by, f~~ J Brazos Countv Treasurer. on iz. /05 Z-7, /
•
December 11, 2001
The Attorney General of Texas
Public Finance Section
300 West 15th, 9th Floor
Austin, Texas 78701
The Comptroller of Public Accounts
Attention: Melissa Mora
208 East 10th, Room 448
Austin, Texas 78701-2407
Re: Brazos County, Texas General Obligation Improvement Bonds, Series 2001 and
Brazos County, Texas Public Property Finance Contractual Obligations, Series 2001
TO THE ATTORNEY GENERAL
• The captioned issues of bonds and contractual obligations (collectively, the "Obligations") is being sent to
you for your examination and approval and we enclose one executed but undated Signature Identification and No-
Litigation Certificate and one executed but undated General Certificate. Upon approval of the Obligations, you are
authorized to insert the date of the approval in such certificates. If any litigation should develop, or if any other
event should occur which would make either certificate inaccurate, before you approve the Obligations, we will
notify you at once by both telephone and facsimile. With this assurance, you can rely on the accuracy of such
certificates at the time you approve the Obligations, unless we advise you otherwise.
After you have approved the Obligations, please deliver them to the Comptroller of Public Accounts of the
State of Texas for registration.
TO THE COMPTROLLER
The Obligations will be sent to you for registration. After the Comptroller's Registration Certificate on the
each series of Obligations is duly signed and sealed, you are hereby authorized and directed to send the Obligations
by overnight delivery to Alan, Gump, Strauss, Hauer & Feld, L.L.P., Attorneys at Law, 300 Convent, Suite 1500,
San Antonio, Texas, 78205, attention of M. Paul Martin (or otherwise as directed by Mr. Martin), together with four
copies of each of the following for the transaction:
(1) Attorney General's Approving Opinion.
(2) Comptroller's Signature Certificate.
• Very truly yours,
BRAZOS COUNTY, TEXAS
County u ge
SIGNATURE IDENTIFICATION AND NO-LITIGATION CERTIFICATE
We, the undersigned, hereby certify as follows that:
(1) This certificate is executed and delivered with reference to the BRAZOS COUNTY, TEXAS
GENERAL OBLIGATION IMPROVEMENT BONDS, SERIES 2001 (the `Bonds"), dated as of December 1, 2001
in the original principal amount of $8,000,000, and the BRAZOS COUNTY, TEXAS PUBLIC PROPERTY
FINANCE CONTRACTUAL OBLIGATIONS, SERIES 2001 (the "Contractual Obligations"), dated as of
December 1, 2001, in the original principal amount of $1,000,000 (the Bonds and the Contractual Obligations,
collectively, the "Obligations").
(2) We, the undersigned County Judge and the County Clerk of Brazos County, Texas (the "Issuer'),
officially executed and signed the Obligations by manually signing the Obligations or causing facsimile signatures
to be impressed or lithographed on each of the Obligations.
(3) The Obligations are substantially in the form, and have been duly executed and signed in the manner,
prescribed in the respective Order authorizing the issuance of the Bonds and of the Contractual Obligations.
(4) At the time we so executed and signed the Obligations we were, and at the time of executing this
certificate we are, the duly chosen, qualified, and acting officers indicated therein, and authorized to execute same.
(S) No litigation of any nature has been filed or is now pending to restrain or enjoin the issuance or delivery
of any of the Obligations, or which would affect the provision made for their payment or security, or in any manner
questioning the proceedings or authority concerning the issuance of the Obligations, and that so far as we know and
believe no such litigation is threatened.
(6) Neither the corporate existence nor boundaries of the Issuer is being contested, no litigation has been
filed or is now pending which would affect the authority of the officers of the Issuer, and no authority or
proceedings for the issuance of the Obligations have been repealed, revoked, or rescinded.
(7) We have caused the official seal of the Issuer to be impressed, or printed, or lithographed on each the
Obligations, and said seal on the Obligations has been duly adopted as, and is hereby declared to be, the official seal
of the Issuer.
EXECUTED and delivered this
MANUAL SIGNATURES
OFFICIAL TITLES
66 -1 ~ County Judge
Alvin VAJones County Clerk
aren :cQueen
(Remainder of page intentionally left blank)
STATE OF TEXAS §
COUNTY OF BRAZOS §
The undersigned, a Notary Public, certifies and represents that Alvin W. Jones and Karen McQueen are
known to me to be the County Judge and the County Clerk, respectively, of Brazos County, Texas, and in my
presence each executed this instrument before me in the capacity represented and each of said person's signature
appearing above is genuine.
Given under my hand and seal of office this day of December, 2001.
6 A,f4 IMA 's a,
1!M/Ap, Irw -
(NOTARY SEAL) Notary Public
LLEGO
ry Pue 0t Trams
Plola
• W caExprae
CAND;13,W2005
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2
(21
0
GENERAL CERTIFICATE
We, the undersigned, County Judge and County Clerk, respectively, of Brazos County, Texas (the
"County'), hereby certify as follows:
1. This certificate is executed for and on behalf of the County for the benefit of the Attorney General of the
State of Texas and the owners of the BRAZOS COUNTY, TEXAS GENERAL OBLIGATION IMPROVEMENT
BONDS, SERIES 2001, dated December 1, 2001, in the principal amount of $8,000,000 (the 'Bonds'l and the
BRAZOS COUNTY PUBLIC PROPERTY FINANCE CONTRACTUAL OBLIGATIONS, SERIES 2001, dated
December 1, 2001, in the principal amount of $1,000,000 (the "Contractual Obligations") (the Bonds and the
Contractual Obligations, collectively, the "Obligations') authorized by orders passed by the Commissioners Court of
the County on December 11, 2001 (the "Orders").
2. The County is a duly organized county under the Constitution and laws of the State of Texas.
3. No litigation of any nature has ever been filed pertaining to, affecting, questioning, or contesting: (a) the
Orders; (b) the issuance, execution, delivery, payment, security, or validity of the Obligations; (c) the authority of
the governing body and the officers of the County to issue, execute, and deliver the Obligations; (d) the provisions
made for the security for the payment of the Obligations; or (e) the validity of the corporate existence or the current
tax rolls of the County; and no litigation is pending pertaining to, affecting, or contesting the boundaries of the
County.
4. The currently effective ad valorem tax appraisal rolls are those for the year 2001, being the most recently
approved tax rolls of the County; the Commissioners Court of the County has caused the taxable property in the
County to be assessed as required by law; and the valuation of taxable property in the County, and the aggregate
amount of exemptions, and the net effective taxable value of taxable property in the County, according to the
aforesaid tax rolls for said year, as delivered to the County Clerk of the County, and finally approved and recorded
by the Commissioners Court of the County, are as follows:
Assessed Value: $6,084,173,608
Exemptions: ( 696,313,545)
Taxable Value: $5,387,860,063
5. A true, correct, and complete statement of all outstanding indebtedness of the County payable from ad
valorem taxes is attached hereto as Exhibit A.
6. A true and correct schedule showing the annual requirements of all of the outstanding indebtedness of
the County payable from taxes, together with the Obligations, is attached hereto as Exhibit B.
7. (a) There has been appropriated from fiords lawfully made available to the County sufficient money to
make the interest payment on the Bonds for March 1, 2002, to-wit: $
(b) There has been appropriated from fimds lawfully made available to the County sufficient money to
make the interest payment on the Contractual Obligations for March 1, 2002, to-wit: $
8. No petition signed by at least 5% of the qualified electors of the County has been filed with the County
Judge, the County Clerk, any member of the Commissioners Court of the County, or any other officer of the County
protesting the issuance of the Obligations or requesting a referendum election on the question of their issuance.
r~
u
9. No proceeding or authority for the issuance, execution, or delivery of the Obligations has been repealed,
rescinded, amended, or revoked.
SIGNED AND SEALED this
•
•
CZO-4.4
CCoitnt~ Clerk
(SEAL)
2
County Judge JIV
Dim pis
0
CERTIFICATE FOR ORDER
We, the undersigned County Judge and County Clerk of Brazos County, Texas (the "County")
hereby certify as follows:
1. The Commissioners Court of the County (the "Court") convened in regular session, open to
the public, on December 11, 2001, at the meeting place designated in the notice (the "Meeting'), and the
roll was called of the members, to wit: Alvin W. Jones, County Judge, and the following Commissioners:
Tony Jones, Bill Thornton, Randy Sims, and Carey Cauley, Jr.
All members of the Court were present, except Commissioner, Precinct 3
thus constituting a quorum. Whereupon among other business, the following was transacted at the
Meeting: a written
ORDER AUTHORIZING THE ISSUANCE OF $8,000,000 BRAZOS COUNTY,
TEXAS GENERAL OBLIGATION IMPROVEMENT BONDS, SERIES 2001, AND
APPROVING ALL OTHER MATTERS RELATED TO ISSUANCE OF THE BONDS
(the "Order") was duly introduced for the consideration of the Court and read in full. It was then duly
moved and seconded that the Order be finally passed and adopted; and after due discussion, such motion,
carrying with it the adoption of the Order prevailed and carried by the following vote:
YES: 4 NOES: 0 ABSTENTIONS: 0
2. A true, full, and correct copy of the Order adopted at the Meeting is attached to and follows
this Certificate; the Order has been duly recorded in the Court's minutes of the Meeting; the above and
foregoing paragraph is a true, full, and correct excerpt from the Court's minutes of the Meeting pertaining
to the adoption of the Order; the persons named in the above and foregoing paragraph are duly chosen,
qualified, and acting officers and members of the Court as indicated therein; each of the officers and
members of the Court was duly and sufficiently notified officially and personally, in advance, of the time,
place, and purpose of the Meeting, and that the Order would be introduced and considered for adoption at
the Meeting and each of such officers and members consented, in advance, to the holding of the Meeting
for such purpose; and the Meeting was open to the public, and public notice of the time, place, and
purpose of the Meeting was given, all as required by Chapter 551, Texas Government Code, as amended.
3. Karen McQueen is the duly appointed and acting County Clerk of the County.
SIGNED AND SEALED THIS December 11, 2001.
e
Cou ty Clerk
Brazos County, Texas
County Judge
Brazos County, Texas
(COMMISSIONERS COURT SEAL)
•
CERTIFICATE FOR ORDER
We, the undersigned County Judge and County Clerk of Brazos County, Texas (the "County")
hereby certify as follows:
1. The Commissioners Court of the County (the "Court") convened in regular session, open to
the public, on December 11, 2001, at the meeting place designated in the notice (the "Meeting"), and the
roll was called of the members, to wit: Alvin W. Jones, County Judge, and the following Commissioners:
Tony Jones, Bill Thornton, Randy Sims, and Carey Cauley, Jr.
All members of the Court were present, except Commissioner, Precinct 3
thus constituting a quorum. Whereupon among other business, the following was transacted at the
Meeting: a written
•
ORDER AUTHORIZING THE ISSUANCE OF $1,000,000 BRAZOS COUNTY, TEXAS
PUBLIC PROPERTY FINANCE CONTRACTUAL OBLIGATIONS, SERIES 2001, AND
APPROVING OTHER MATTERS RELATED TO THE ISSUANCE OF THE
CONTRACTUAL OBLIGATIONS
(the "Order') was duly introduced for the consideration of the Court and read in full. It was then duly
moved and seconded that the Order be finally passed and adopted; and after due discussion, such motion,
carrying with it the adoption of the Order prevailed and carried by the following vote:
YES: 4 NOES: 0 ABSTENTIONS: 0
2. A true, full, and correct copy of the Order adopted at the Meeting is attached to and follows
this Certificate; the Order has been duly recorded in the Court's minutes of the Meeting, the above and
foregoing paragraph is a true, full, and correct excerpt from the Court's minutes of the Meeting pertaining
to the adoption of the Order; the persons named in the above and foregoing paragraph are duly chosen,
qualified, and acting officers and members of the Court as indicated therein; each of the officers and
members of the Court was duly and sufficiently notified officially and personally, in advance, of the time,
place, and purpose of the Meeting, and that the Order would be introduced and considered for adoption at
the Meeting and each of such officers and members consented, in advance, to the holding of the Meeting
for such purpose; and the Meeting was open to the public, and public notice of the time, place, and
purpose of the Meeting was given, all as required by Chapter 551, Texas Government Code, as amended.
3. Karen McQueen is the duly appointed and acting County Clerk of the County.
•
SIGNED AND SEALED THIS December 11, 2001.
o ty Clerk
Brazos County, Texas
cz-~, y(y
Countyudge
Brazos County, Texas
(COMMISSIONERS COURT SEAL)
god.-~-~ a
0